The following lists potential projects to be considered for 2013-14. Individual projects will be selected and audit resources will be assigned to the highest audit priority areas at the completion of the audit planning exercise.
| 1. Name of Internal Audit (To be confirmed) | 2. Internal Audit Type | 3. Status | 4. Expected Completion Date |
|---|---|---|---|
| Audit of the Marine Safety & Security Management Control Framework | Internal Control | Planned | Tbc |
| Audit of Financial Management Governance and Financial Budgeting and Forecasting | Governance and Internal Control | Planned | Tbc |
| Audit of Asia-Pacific Gateway and Corridor Initiative | Internal Control | Planned | Tbc |
| Project under Development Audit of the Detroit River International Border Crossing | Governance and Internal Control | Planned | Tbc |
| Audit of Security Screening Programs | Internal Control | Planned | Tbc |
| Follow-up Audit of Aviation Security | Internal Control | Planned | Tbc |
| Audit of the Implementation of the Public Service Employment Act at Transport Canada | Internal Control | Planned | Tbc |
| Audit of Organizational Design and Classification Services | Internal Control | Planned | Tbc |
| Audit of Fraud Risk Management Practices at TC | Governance and Internal Control | Planned | Tbc |
| Review of Corporate Governance | Governance | Planned | Tbc |
| Audit of Emergency Preparedness Management Control Framework | Internal Control | Planned | Tbc |
| Audit of Surface Infrastructure and Security Management Control Framework | Internal Control | Planned | Tbc |
| Audit of Revenue Collection Controls & Practices for Inspection and Regulatory Activities | Internal Control | Planned | Tbc |
5. Electronic Link to Internal Audit Plan (if publicly available):
The current risk-based audit plan was revised for 2012-13 and recommended to the Deputy Minister in April 2012. A mid-year update on implementation of the plan and resource use was presented to the Deputy Minister and the Audit Committee in October 2012.
Preliminary potential projects for 2013-14 to 2015-16 will be discussed at the January 2013 Audit Committee.
| 1. Name of Evaluation | 2. Program | 3. Status | 4. Expected Completion Date |
|---|---|---|---|
| Marine Infrastructure Program | Transportation Infrastructure | Planned | 2013-14 |
| Rail Safety – Regulatory Framework and Oversight | Rail Safety | Planned | 2013-14 |
| Surface and Intermodal Security | Surface and Intermodal Security | Planned | 2013-14 |
| Federal Bridge Stewardship | Transportation Infrastructure | Planned | 2013-14 |
| Transportation Marketplace Frameworks | Transportation Marketplace Frameworks | Planned | 2013-14 |
| Motor Carrier Safety | Road Safety | Planned | 2014-15 |
| Rail Passenger Stewardship and Support | Transportation Infrastructure | Planned | 2014-15 |
| Airport Operations and Maintenance | Transportation Infrastructure | Planned | 2014-15 |
| Ferry Services Stewardship and Support | Transportation Infrastructure | Planned | 2014-15 |
| Highway and Border Infrastructure | Transportation Infrastructure | Planned | 2014-15 |
| Airports Capital Assistance Program | Aviation Safety | Planned | 2014-15 |
| Clean Air from Transportation | Clean Air from Transportation | Planned | 2015-16 |
| Transportation of Dangerous Goods | Transportation of Dangerous Goods | Planned | 2015-16 |
5. Electronic link to Evaluation Plan (if publicly available): N/A
1 The 2013-14 to 2015-16 Risk-Based Audit Plan (RBAP) is being revised to take account of new and emerging risks. A revised plan will be discussed at the January 2013 Audit Committee meeting and a final plan will be approved in April 2013. Current planned projects for 2013-14 will be reviewed and confirmed in April.
2 Current planning process under review with the result that some planned activities will change.